Susan Gault-Brown

Overview

Susan I. Gault-Brown is the chair of the firm’s fintech practice group and an active member of the investment management group. For over 20 years, Susan has been a trusted adviser to clients, including registered funds, private funds, investment advisers, broker-dealers, funding portals, commodity trading advisors, commodity pool operators and other regulated financial participants, as well as entities exempt from regulation. She routinely counsels clients on SEC and CFTC compliance issues concerning derivatives and securities. She has significant experience with emerging financial services products that are web and app-based, including crowdfunding platforms, investment platforms, cryptocurrencies, digital assets, blockchain and distributed ledger technology (DLT) and roboadvisers. 

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Credentials

Bar Admissions
  • District of Columbia
  • New York
Education
  • J.D., cum laude, University of Pennsylvania
  • M.A., Washington University in St. Louis
  • B.A., magna cum laude, Duke University
Memberships

  • Task Force on Blockchains, Cryptocurrencies and Investment Management, American Bar Association Subcommittee on Investment Companies and Investment Advisers 

Recognition

  • Chambers USA: America's Leading Lawyers for Business, listed for fintech
  • The Legal 500 U.S., recommended for fintech and derivatives
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