David P. Glatz focuses his practice in investment management matters, with a concentration on closed-end funds. As counsel to registered investment companies on securities law and regulatory matters, he advises clients on issues arising under the federal securities laws, including the Securities Act of 1933, the Securities Exchange Act of 1934 and the Investment Company Act of 1940, stock exchange rules and other regulatory topics.
David counsels closed-end funds on initial public offerings and public and private offerings of preferred shares. He also has experience working with acquirers and sellers in negotiated merger, asset and stock transactions, including public company acquisitions, private deals and divisional carve-outs.
Prior to joining Stradley Ronon, David was a partner in the Chicago office of another large law firm. He previously worked as assistant general counsel for securities and governance at Sears Holdings Corporation.